CHARLES & COLVARD LTD·4/A

Nov 8, 4:25 PM ET

Lividini Jaqui 4/A

4/A · CHARLES & COLVARD LTD · Filed Nov 8, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2017-12-11
Transactions
  • Purchase

    Common Stock

    2017-12-11$1.51/sh+15,100$22,78615,100 total(indirect: By IRA)
  • Gift

    Common Stock

    2018-02-14+2,8002,800 total(indirect: By parents)
  • Gift

    Common Stock

    2018-02-142,8000 total
  • Purchase

    Common Stock

    2017-12-11$1.43/sh+2,800$3,9982,800 total
Footnotes (3)
  • [F1]The total amount of shares beneficially owned following the reported transactions reflects the number of shares beneficially owned by Ms. Lividini as of the date this report is being filed.
  • [F2]This amendment is being filed to correct the ownership form of the 15,100 shares acquired, which was inadvertently reported on the original filing as direct. Columns six and seven have been adjusted to reflect this correction. This amendment is also being filed to report additional transactions that occurred on the date of, and subsequent to, the original transaction.
  • [F3]This transaction involved a gift of securities by Ms. Lividini to her parents' brokerage account over which Ms. Lividini has power of attorney. Ms. Lividini disclaims beneficial ownership of the shares held in her parents' brokerage account, and this report should not be deemed an admission that Ms. Lividini is the beneficial owner of her parents' shares for purposes of Section 16 or for any other purpose.

Documents

1 file
  • 4
    tv506765_4a.xml

    OWNERSHIP DOCUMENT