CHARLES & COLVARD LTD·4

Nov 9, 5:20 PM ET

Lividini Jaqui 4

4 · CHARLES & COLVARD LTD · Filed Nov 9, 2018

Insider Transaction Report

Form 4
Period: 2018-11-08
Transactions
  • Award

    Stock Option (right to buy)

    2018-11-08+50,00550,005 total
    Exercise: $1.00From: 2019-11-08Exp: 2028-11-08Common stock (50,005 underlying)
Holdings
  • Common Stock

    (indirect: By parents)
    2,800
  • Common Stock

    (indirect: By IRA)
    15,100
Footnotes (2)
  • [F1]Jaqui Lividini has power of attorney over her parents' brokerage account. Ms. Lividini disclaims beneficial ownership of the shares held in her parents' brokerage account, and this report should not be deemed an admission that Ms. Lividini is the beneficial owner of her parents' shares for purposes of Section 16 or for any other purpose.
  • [F2]Option vests and becomes exercisable on the date of the 2019 Annual Shareholders' Meeting.

Documents

1 file
  • 4
    tv506880_4.xmlPrimary

    OWNERSHIP DOCUMENT