ARC Group, Inc.·4

Nov 14, 3:54 PM ET

Kasturi Seenu G. 4

4 · ARC Group, Inc. · Filed Nov 14, 2018

Insider Transaction Report

Form 4
Period: 2018-08-30
Kasturi Seenu G.
DirectorPresident and CFO10% Owner
Transactions
  • Award

    Common Stock, $0.01 par value

    2018-10-01+7,4141,112,187 total
  • Award

    Secured Convertible Promissory Note

    2018-08-30$622929.00/sh458,037 total
    Exercise: $1.36From: 2018-08-30Common Stock, $0.01 par value (458,037 underlying)
Holdings
  • Common Stock, $0.01 par value

    (indirect: By Blue Victory Holdings, Inc.)
    911
  • Series A Convertible Preferred Stock, $0.01 par value

    449,581
Footnotes (2)
  • [F1]The shares were granted to the Reporting Person pursuant to the terms of the Reporting Person's employment agreement with the Issuer.
  • [F2]All principal and accrued but unpaid interest is due and payable by the Issuer in full on the earlier of (i) the fifth (5th) anniversary of the date of the note, or (ii) the date that the Reporting Person demands repayment in full by providing written notice thereof to the Issuer.

Documents

1 file
  • 4
    tv507289_form4.xmlPrimary

    FORM 4