Hartwig David 4
4 · On Deck Capital, Inc. · Filed Nov 15, 2018
Insider Transaction Report
Form 4
Hartwig David
Director
Transactions
- Sale
Common Stock
2018-11-13$8.30/sh−104,925$871,171→ 3,685,978 total(indirect: See footnote) - Sale
Common Stock
2018-11-14$8.24/sh−900$7,413→ 3,685,078 total(indirect: See footnote)
Holdings
- 63,283
Common Stock
- 286,596(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Represents the weighted average price for 104,925 shares sold within the range of $8.20 to $8.41. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.
- [F2]The reported shares are held of record by Sapphire Ventures Fund I, LP ("Sapphire Ventures LP"). The Reporting Person is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP") and may be deemed to have an indirect pecuniary interest in such shares through his interest in Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]Represents the weighted average price for 900 shares sold within the range of $8.21 to $8.27. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareowners.
- [F4]The reported shares are held of record by Sapphire GP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F5]This number differs from the previously disclosed number by 30 shares. The discrepancy was caused by a typographical error in a previous filing.