Werner Martin 4
4 · DD3 Acquisition Corp. · Filed Nov 28, 2018
Insider Transaction Report
Form 4
Werner Martin
DirectorChairman and CEO10% Owner
Transactions
- Other
Ordinary Shares
2018-11-26−46,250→ 1,630,375 total(indirect: See footnote)
Footnotes (2)
- [F1]46,250 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-227423).
- [F2]The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Each of Dr. Werner and Mr. Combe disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.