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4//SEC Filing

DD3 Mex Acquisition Corp 4

Accession 0001144204-18-061978

CIK 0001748252other

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 3:39 PM ET

Size

5.8 KB

Accession

0001144204-18-061978

Insider Transaction Report

Form 4
Period: 2018-11-26
Transactions
  • Other

    Ordinary Shares

    2018-11-2646,2501,630,375 total
Footnotes (2)
  • [F1]46,250 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-227423).
  • [F2]The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Issuer

DD3 Acquisition Corp.

CIK 0001748252

Entity typeother
IncorporatedMexico

Related Parties

1
  • filerCIK 0001754381

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 3:39 PM ET
Size
5.8 KB