Meghji Mohsin Y 4
4 · Infrastructure & Energy Alternatives, Inc. · Filed Nov 30, 2018
Insider Transaction Report
Form 4
Meghji Mohsin Y
DirectorSee Remarks10% Owner
Transactions
- Purchase
Warrants to purchase 1/2 shares of Common Stock
2018-11-28$0.79/sh+13,601$10,780→ 1,367,404 totalExercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (6,800 underlying) - Purchase
Common Stock
2018-11-28$8.50/sh−8,000$68,000→ 8,000 total - Purchase
Warrants to purchase 1/2 shares of Common Stock
2018-11-29$0.90/sh+3,750$3,359→ 1,371,154 totalExercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (1,875 underlying) - Purchase
Common Stock
2018-11-29$8.71/sh−8,545$74,427→ 16,545 total
Holdings
- 1,400,492(indirect: By LLC)
Common Stock
- 190,000(indirect: By LLC)
Warrants to purchase 1/2 shares of Common Stock
Exercise: $5.75From: 2018-04-26Exp: 2023-03-26→ Common Stock (95,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.59, inclusive. The reporting person undertakes to provide to Infrastructure and Energy Alternatives, Inc. (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, sold at each separate price within the ranges set forth in footnotes (1), (2), (4) and (5) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive
- [F3]Mohsin Y. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of M III Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by M III Sponsor I LLC and therefore may be deemed to share beneficial ownership of the securities held by M III Sponsor I LLC. Mr. Meghji disclaims beneficial ownership over any securities reported herein in which he does not have any pecuniary interest.
- [F4]The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7750 to $0.8500, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.7800 to $0.9200, inclusive.