GAZULIS THEODORE 4
4 · Resolute Energy Corp · Filed Nov 30, 2018
Insider Transaction Report
Form 4
GAZULIS THEODORE
Senior VP, CFO
Transactions
- Exercise/Conversion
Common Stock
2018-11-28$2.92/sh+34,253$99,847→ 272,842 total - Exercise/Conversion
Common Stock
2018-11-28$6.75/sh+26,033$175,723→ 238,589 total - Tax Payment
Common Stock
2018-11-28$34.79/sh−9,279$322,816→ 263,563 total - Exercise/Conversion
Employee Stock Option (Right to buy)
2018-11-28−26,033→ 0 totalExercise: $6.75Exp: 2025-05-05→ Common Stock (26,033 underlying) - Exercise/Conversion
Employee Stock Option (Right to buy)
2018-11-28−34,253→ 0 totalExercise: $2.92Exp: 2026-02-18→ Common Stock (34,253 underlying)
Holdings
- 1,000(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]Represents shares surrendered to Issuer to cover the exercise price of the options and tax withholdings, as permitted pursuant to Issuer's 2009 Performance Incentive Plan, upon the exercise of 60,286 stock options.
- [F2]Includes 70,313 shares of restricted stock subject to Time- and Performance- Vesting criteria, which vest in annual installments in accordance with such criteria through March 8, 2021.
- [F3]Includes 111,113 shares held by the Reporting Person in a revocable trust; 8,782 shares held in a custodial account; 2,000 shares held in a joint account.
- [F4]Consists of 1,000 shares held in an IRA FBO George Gazulis, Theodore Gazulis, beneficiary.
- [F5]Includes 8,678, 8,678 and 8,677 options, which became exercisable on 5/5/2016, 5/5/2017 and 5/5/2018, respectively.
- [F6]Includes 17,127 and 17,126 options, which became exercisable on 3/8/2017 and 3/8/2018, respectively.