Fosun Industrial Co., Ltd 3/A
3/A · CONTRAFECT Corp · Filed Dec 6, 2018
Insider Transaction Report
Form 3/AAmended
CONTRAFECT CorpCRFX
Fosun Industrial Co., Ltd
10% Owner
Holdings
Warrants (right to buy)
Exercise: $1.55Exp: 2022-07-25→ Common Stock (4,250,000 underlying)
Footnotes (1)
- [F1]These warrants are only exercisable to the extent that the holder, together with its affiliates and any other person or entity acting as a group, would not beneficially own more than 9.99% of the outstanding Common Stock of the Issuer after giving effect to such exercise, as such percentage ownership is determined in accordance with the terms of the warrant (the "Beneficial Ownership Limitation"), except that upon at least 61 days prior notice from the holder to the Issuer, the holder may waive the Beneficial Ownership Limitation. This Beneficial Ownership Limitation was not taken into account in the Form 3 filed by the Reporting Person on August 18, 2017.