4//SEC Filing
Industrea Alexandria LLC 4
Accession 0001144204-18-063925
CIK 0001703956other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 9:21 PM ET
Size
65.2 KB
Accession
0001144204-18-063925
Insider Transaction Report
Form 4
Faust Heather L.
DirectorExecutive Vice President10% Owner
Transactions
- Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying) - Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total - Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total
Osman Tariq
DirectorExecutive Vice President10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total - Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total - Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying)
Del Toro Joseph
Chief Financial Officer10% Owner
Transactions
- Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total - Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying) - Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total
Burns Charles J.
Secretary10% Owner
Transactions
- Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying) - Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total - Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total
Industrea Alexandria LLC
10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total - Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying) - Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total
Morgan Howard D.
DirectorChief Executive Officer10% Owner
Transactions
- Other
Class A Common Stock
2018-12-06−4,403,325→ 0 total - Other
Class B Common Stock
2018-12-06−1,202,925→ 4,403,325 total→ Class A Common Stock (1,202,925 underlying) - Exercise/Conversion
Class A Common Stock
2018-12-06+4,403,325→ 4,403,325 total - Exercise/Conversion
Class B Common Stock
2018-12-06−4,403,325→ 0 total→ Class A Common Stock (4,403,325 underlying)
Footnotes (6)
- [F1]Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.
- [F2]Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Sponsor held 4,403,325 shares of Industrea common stock at the time of the business combination, which were exchanged for 4,403,325 shares of BBCP common stock upon consummation of the business combination.
- [F3]Forfeiture of Founder Shares to Industrea Acquisition Corp. for no consideration.
- [F4]The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.
- [F5]The securities are held directly by the Sponsor. Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.
- [F6]Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.
Issuer
Concrete Pumping Holdings, Inc.
CIK 0001703956
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001703902
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 9:21 PM ET
- Size
- 65.2 KB