3//SEC Filing
Argand Partners, LP 3
Accession 0001144204-18-063939
CIK 0001703956other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 9:29 PM ET
Size
15.2 KB
Accession
0001144204-18-063939
Insider Transaction Report
Form 3
Argand Partners, LP
10% Owner
Holdings
- 7,784,313(indirect: See Footnote)
Common Stock
- (indirect: See Footnote)
Warrants
→ Common Stock (10,822,500 underlying) - 4,403,325(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]1. In connection with the consummation of the Issuer's initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Class B common stock, par value $0.0001 per share ("Founder Shares") of Industrea Acquisition Corp. ("Industrea"), was converted into one share of the Issuer's common stock, par value $0.0001 ("common stock"). Industrea Alexandria LLC (the "Sponsor"), which is 100% owned by funds managed by the Reporting Person, held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of common stock upon consummation of the business combination.
- [F2]The securities are held directly by the Sponsor, which is 100% owned by funds managed by the Reporting Person, and as such has voting and dispositive control over all of the securities held directly by the Sponsor.
- [F3]7,784,313 shares of Class A common stock, par value $0.0001, of Industrea were acquired by funds managed by the Reporting Person pursuant to that certain Subscription Agreement, dated as of September 7, 2018, by and among the Issuer, Industrea, and Argand Partners Fund, LP. In connection with the business combination, each outstanding share of Industrea's common stock was exchanged for one share of the Issuer's common stock.
- [F4]6,684,692 shares are held directly by Argand Partners Fund, LP, 445,225 shares are held directly by Argand Partners Institutional Co-Invest Fund, LP, 335,808 shares are held directly by Argand Partners Sea Fund AI, LP, 213,083 shares are held by Argand Partners Fund Sea Fund QP, LP and 105,505 shares are held directly by Argand Partners Team Co-Invest Fund LP. Such funds are managed by the Reporting Person, and as such, the Reporting Person may be deemed to beneficially own the securities held by such funds. Investment decisions made by the Reporting Person require unanimous approval of its investment committee, which is comprised of Howard Morgan, Tariq Osman and Heather Faust.
- [F5]The warrants become exercisable on January 5, 2019 and expire on December 6, 2023. Each warrant is exercisable for one share of the Issuer's common stock at $11.50 per share.
Issuer
Concrete Pumping Holdings, Inc.
CIK 0001703956
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001760988
Filing Metadata
- Form type
- 3
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 9:29 PM ET
- Size
- 15.2 KB