4//SEC Filing
Morgan Howard D. 4
Accession 0001144204-18-063946
CIK 0001703956other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 9:33 PM ET
Size
7.0 KB
Accession
0001144204-18-063946
Insider Transaction Report
Form 4
Morgan Howard D.
DirectorChief Executive Officer10% Owner
Transactions
- Other
Common Stock
2018-12-06+4,403,325→ 4,403,325 total(indirect: See Footnote)
Footnotes (3)
- [F1]Immediately prior to the consummation of the Issuer's initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share (the "Founder Shares"), was converted into one share of the Industrea's Class A common stock, par value $0.0001 ("Industrea common stock"). Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). The Reporting Person is a manager of Industrea Alexandria LLC (the "Sponsor"), which directly held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination and into 4,403,325 shares of Issuer common stock upon consummation of the business combination.
- [F2]The securities are held directly by the Sponsor. Ms. Heather Faust and Messrs. Howard Morgan, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Heather Faust and Messrs. Howard Morgan and Tariq Osman are the directors of the general partner of the general partner of each of the Funds.
- [F3]Mr. Morgan may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor and disclaims beneficial ownership of such securities except to the extent his pecuniary interest therein, and this Report shall not be deemed an admission that Mr. Morgan is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Concrete Pumping Holdings, Inc.
CIK 0001703956
Entity typeother
Related Parties
1- filerCIK 0001704377
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 9:33 PM ET
- Size
- 7.0 KB