|4Jan 15, 4:02 PM ET

Hu Cynthia W. 4

4 · CASI Pharmaceuticals, Inc. · Filed Jan 15, 2019

Insider Transaction Report

Form 4
Period: 2019-01-14
Wong Cynthia
COO & General Counsel
Transactions
  • Exercise/Conversion

    Common Stock

    2019-01-14$1.76/sh+15,000$26,40032,785 total
  • Tax Payment

    Common Stock

    2019-01-14$3.79/sh3,100$11,74929,685 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2019-01-1415,0000 total
    Exercise: $1.76Exp: 2019-01-27Common Stock (15,000 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    74,982
Footnotes (1)
  • [F1]The stock options vested as follows: 25% on the date of grant, and an additional 25% on each successive anniversary of the grant date until the option is fully vested.

Documents

1 file
  • 4
    tv511069_4.xmlPrimary

    OWNERSHIP DOCUMENT