Earnings Feed
Start Free
Home/Filings/4/0001144204-19-001874
4//SEC Filing

Bradley Sean D. 4

Accession 0001144204-19-001874

CIK 0001362190other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 5:27 PM ET

Size

18.2 KB

Accession

0001144204-19-001874

Insider Transaction Report

Form 4
Period: 2019-01-15
AUDIOEYE INCAEYE
Bradley Sean D.
President, CTO, Co-Founder
Transactions
  • Tax Payment

    Common Stock

    2019-01-15$7.82/sh−729$5,702→ 24,788 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2019-01-15−6,000→ 0 total
    Exercise: $0.95From: 2016-01-15Exp: 2019-01-15→ Common Stock (6,000 underlying)
  • Exercise/Conversion

    Common Stock

    2019-01-15$0.95/sh+6,000$5,700→ 25,517 total
Holdings

  • Stock Options (right to buy)

    Exercise: $0.95Exp: 2021-01-15→ Common Stock (60,000 underlying)
    60,000

  • Stock Options (right to buy)

    Exercise: $3.13From: 2016-10-15Exp: 2019-10-15→ Common Stock (2,464 underlying)
    2,464

  • Stock Options (right to buy)

    Exercise: $3.90From: 2016-07-15Exp: 2019-07-15→ Common Stock (2,255 underlying)
    2,255

  • Common Stock

    (indirect: By LLC)
    173,864

  • Warrants (right to buy)

    Exercise: $10.00From: 2013-11-12Exp: 2018-11-12→ Common Stock (128 underlying)
    128

  • Stock Options (right to buy)

    Exercise: $4.47From: 2016-01-04Exp: 2019-04-15→ Common Stock (1,989 underlying)
    1,989

  • Series A Convertible Preferred Stock

    → Common Stock (11,007 underlying)
    11,007
Footnotes (7)
  • [F1]Reflects the exercise of stock options.
  • [F2]Represents 729 shares withheld by the Issuer upon the exercise of stock options to cover the exercise price of the options based on a weighted average market price of $7.822 per share.
  • [F3]Mr. Bradley is deemed the beneficial owner of Banyon Tree LLC.
  • [F4]The stock option vested as follows: subject to performance schedule and determined at the end of each calendar year.
  • [F5]Each share of Series A Preferred Stock shall be convertible, at any time and from time to time into that number of shares of the Issuer's common stock determined by dividing $10 (the "Stated Value") plus any accrued dividends with respect to such share by the Conversion Price of $4.385, subject to adjustment as described in the Certificate of Designations for the Series A Preferred Stock (the "Series A COD").
  • [F6]Holders of shares of Series A Preferred Stock are entitled to receive, when, as and if declared by the Board of Directors of the Issuer, cumulative dividends at the annual rate of 5% of the Stated Value per share of Series A Preferred Stock. Such dividends shall accrue on each such share commencing on the date of issue, and shall accrue from day to day, whether or not earned or declared. Subject to the terms of the Series A COD, at any time the Issuer shall be entitled to redeem any or all of the outstanding shares of Series A Preferred Stock at a per share price equal to 125% of the Stated Value plus accumulated dividends, payable in cash.
  • [F7]The shares of Series A Convertible Preferred Stock of the Issuer ("Series A Preferred Stock") were immediately convertible upon issuance and do not expire.

Documents

1 file

Issuer

AUDIOEYE INC

CIK 0001362190

→
Entity typeother

Related Parties

1
  • filerCIK 0001576478

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 5:27 PM ET
Size
18.2 KB
View on SEC.gov