Powers Linda F 4
4 · NORTHWEST BIOTHERAPEUTICS INC · Filed Jan 29, 2019
Insider Transaction Report
Form 4
Powers Linda F
Director10% Owner
Transactions
- Sale
Restricted Common Stock, par value $0.001
2018-12-27$0.17/sh−3,558,639$604,969→ 29,411,760 total - Sale
Restricted Common Stock, par value $0.001
2018-12-28$0.17/sh−804,146$136,705→ 0 total(indirect: Sale by Toucan Capital Fund III, LP.) - Sale
Class D-2 Warrants
2018-12-28−402,073→ 0 total(indirect: Sale by Toucan Capital Fund III, LP.)Exercise: $0.30From: 2018-05-04Exp: 2023-05-04→ Common Stock, par value $0.001 (402,073 underlying) - Sale
Class D-2 Warrants
2018-12-27−1,779,320→ 0 totalExercise: $0.30From: 2018-05-04Exp: 2023-05-04→ Common Stock, par value $0.001 (1,779,320 underlying)
Footnotes (2)
- [F1]Toucan Capital Fund III, LP sold the 804,146 restricted shares of common stock that it owned, in preparation for the required dissolution due to the Toucan Fund reaching the end of its contractual term. The reporting person has management control as well as a partnership interest in the Toucan Fund.
- [F2]The reporting party sold shares of restricted common stock.