5//SEC Filing
Falk Thomas 5
Accession 0001144204-19-006803
CIK 0001671933other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:01 AM ET
Size
12.8 KB
Accession
0001144204-19-006803
Insider Transaction Report
Form 5
Falk Thomas
Director10% Owner
Transactions
- Conversion
Class A Common Stock
2018-03-08+23,811→ 23,811 total(indirect: Via Entrepreneurs Investment Fund I LP) - Other
Class A Common Stock
2018-03-08−11,905→ 0 total(indirect: Via Entrepreneurs Investment Fund I LP) - Sale
Class A Common Stock
2018-04-17$55.00/sh−183,556$10,095,580→ 258,456 total(indirect: Via Revel Venture Fund I LP) - Conversion
Class B Common Stock
2018-03-08−23,811→ 0 total(indirect: Via Entrepreneurs Investment Fund I LP)→ Class A Common Stock (23,811 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.
- [F2]All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock.
- [F3]The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b).
- [F4]An amount of 11,906 of such shares were transferred to Falk Ventures GmbH, which is not required to be reported herein because the transfer represents only a change in the nature of indirect ownership.
- [F5]Via Entrepreneurs Investment Fund I LP distributed 11,905 shares to its members, who are not affiliated with the Issuer.
- [F6]Such sales were made pursuant to a Rule 10(b)5-1 Plan established by the Reporting Person.
Documents
Issuer
Trade Desk, Inc.
CIK 0001671933
Entity typeother
Related Parties
1- filerCIK 0001490859
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 9:01 AM ET
- Size
- 12.8 KB