Gazdak Jonathan 5

5 · Summit Wireless Technologies, Inc. · Filed Feb 15, 2019

Insider Transaction Report

Form 5
Period: 2018-12-31
Transactions
  • Award

    Warrant (Right to Buy)

    2018-07-26+27,000166,941 total
    Exercise: $6.25From: 2019-01-21Exp: 2023-07-25Common Stock (27,000 underlying)
  • Exercise/Conversion

    Common Stock

    2018-07-26$3.75/sh+376$1,41049,018 total
Footnotes (2)
  • [F1]Includes (i) 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019 and (ii) an additional 376 shares of common stock that were not reported in a Form 4 filing due to an inadvertent administrative error.
  • [F2]The reporting person received a warrant to purchase 27,000 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the issuer in partial consideration for underwriting services provided in connection with the issuer's initial public offering of Common Stock.

Documents

1 file
  • 5
    tv513849_5.xmlPrimary

    FORM 5