4//SEC Filing
Mandal Sumant 4
Accession 0001144204-19-010262
CIK 0001595974other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 5:22 PM ET
Size
8.9 KB
Accession
0001144204-19-010262
Insider Transaction Report
Form 4
Mandal Sumant
Director
Transactions
- Other
Common Stock
2019-02-25+1,746→ 44,988 total - Other
Common Stock
2019-02-25−508,938→ 1,548,980 total(indirect: See Footnotes)
Footnotes (5)
- [F1]Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on February 25, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F2]Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A.
- [F3]These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
- [F4]Represents (i) 11,283 Shares directly beneficially owned by CVM III, (ii) 1,510,692 Shares directly beneficially owned by CVP III-A, and (iii) 27,005 Shares directly beneficially owned by CVP III-B (together with CVM III and CVP III-A, the "Funds"). The reporting person is a managing member of CVM III and a member of CVP III-B.
- [F5]The reporting person disclaims beneficial ownership of the Shares held by the Funds, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
RUBICON PROJECT, INC.
CIK 0001595974
Entity typeother
Related Parties
1- filerCIK 0001603810
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 5:22 PM ET
- Size
- 8.9 KB