PRZYBYL ARTHUR 4

4 · ANI PHARMACEUTICALS INC · Filed Mar 20, 2019

Form 4

Period: 2018-03-18

DirectorPresident and CEO

Transactions

Sale
Common Stock
2019-03-18$63.53/sh−24,802$1,575,671→ 205,076 total
Exercise/Conversion
Stock Options
2019-03-18−9,052→ 38,448 total
Exercise: $49.51Exp: 2027-03-30→ Common Stock (9,052 underlying)
Sale
Common Stock
2019-03-19$63.51/sh−2,823$179,289→ 205,076 total
Exercise/Conversion
Stock Options
2019-03-18−6,375→ 0 total
Exercise: $33.00Exp: 2024-03-31→ Common Stock (6,375 underlying)
Exercise/Conversion
Stock Options
2019-03-18−9,375→ 18,750 total
Exercise: $40.59Exp: 2026-04-06→ Common Stock (9,375 underlying)
Exercise/Conversion
Stock Options
2019-03-19−2,823→ 35,625 total
Exercise: $49.51Exp: 2027-03-30→ Common Stock (2,823 underlying)

Footnotes (5)

[F1]The shares were sold in multiple trades at prices ranging from $63.49 to $64.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.
[F2]The shares were sold in multiple trades at prices ranging from $63.49 to $63.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.
[F3]Option vests and are exercisable over a four year period beginning on the first anniversary of April 1, 2014.
[F4]Option vests and are exercisable over a four year period beginning on the first anniversary of April 7, 2016.
[F5]Option vests and are exercisable over a four year period beginning on the first anniversary of March 31, 2017.

Documents

1 file