Home/Filings/3/0001144204-19-015997
3//SEC Filing

Stagwell Agency Holdings LLC 3

Accession 0001144204-19-015997

CIK 0000876883other

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 4:00 PM ET

Size

10.7 KB

Accession

0001144204-19-015997

Insider Transaction Report

Form 3
Period: 2019-03-14
Holdings
  • Series 6 convertible preference shares

    (indirect: See Footnotes)
    Exercise: $5.00Class A Subordinate Voting Shares (10,000,000 underlying)
  • Class A Subordinate Voting Shares

    (indirect: See Footnotes)
    14,285,714
Holdings
  • Series 6 convertible preference shares

    (indirect: See Footnotes)
    Exercise: $5.00Class A Subordinate Voting Shares (10,000,000 underlying)
  • Class A Subordinate Voting Shares

    (indirect: See Footnotes)
    14,285,714
Penn Mark Jeffery
DirectorChief Executive Officer10% Owner
Holdings
  • Class A Subordinate Voting Shares

    (indirect: See Footnotes)
    14,285,714
  • Series 6 convertible preference shares

    (indirect: See Footnotes)
    Exercise: $5.00Class A Subordinate Voting Shares (10,000,000 underlying)
Footnotes (3)
  • [F1]These securities are held directly by Stagwell Agency Holdings LLC ("SAH"). The Stagwell Group LLC is the manager of SAH. Mark J. Penn is the controlling person of The Stagwell Group LLC.
  • [F2]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
  • [F3]The number of Class A Subordinate Voting Shares ("Class A Shares") of MDC Partners Inc. (the "Issuer") deliverable upon conversion of each Series 6 convertible preference shares of the Issuer (the "Preference Shares") is equal to the then-applicable liquidation preference divided by the then-applicable conversion price at such time. The initial liquidation preference of each Preference Share is $1,000. The initial conversion price is $5.00 per Preference Share, subject to customary anti-dilution adjustments. The liquidation preference of the Preference Shares accretes at 8.0% per annum, compounded quarterly until March 14, 2024. Holders of the Preference Shares are entitled to dividends in an amount equal to any dividends that would have been payable on the Class A Shares issuable upon conversion of the Preference Shares. Beginning two years after the Issue Date, the Issuer may redeem the Preferred Stock if certain conditions are met.

Issuer

MDC PARTNERS INC

CIK 0000876883

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001771728

Filing Metadata

Form type
3
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:00 PM ET
Size
10.7 KB