Stevens C Turney JR 4
4 · KCAP Financial, Inc. · Filed Apr 1, 2019
Insider Transaction Report
Form 4
Stevens C Turney JR
Director
Transactions
- Disposition to Issuer
Option to Purchase Common Stock
2019-03-28$0.60/sh−5,000$3,000→ 0 totalExercise: $4.83Exp: 2020-07-22→ Common Stock (5,000 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2019-03-28$0.60/sh−5,000$3,000→ 5,000 totalExercise: $4.93Exp: 2019-06-13→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]The option vested in two equal installments of 50% on the grant date (06/13/2009) and 50% on the first anniversary of the grant date (06/13/2010).
- [F2]The option was cancelled by mutual agreement of the reporting person and KCAP Financial, Inc. The reporting person received $3,000 as consideration for the cancellation.
- [F3]The option vested in two equal installments of 50% on the grant date (07/22/2010) and 50% on the first anniversary of the grant date (07/22/2011).