4//SEC Filing
Pastino Albert G 4
Accession 0001144204-19-017170
CIK 0001372807other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 6:13 AM ET
Size
8.1 KB
Accession
0001144204-19-017170
Insider Transaction Report
Form 4
Pastino Albert G
Director
Transactions
- Disposition to Issuer
Option to Purchase Common Stock
2019-03-28$0.60/sh−5,000$3,000→ 5,000 totalExercise: $4.93Exp: 2019-06-13→ Common Stock (5,000 underlying) - Disposition to Issuer
Option to Purchase Common Stock
2019-03-28$0.60/sh−5,000$3,000→ 0 totalExercise: $4.83Exp: 2020-07-22→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]The option vested in two equal installments of 50% on the grant date (06/13/2009) and 50% on the first anniversary of the grant date (06/13/2010).
- [F2]The option was cancelled by mutual agreement of the reporting person and KCAP Financial, Inc. The reporting person received $3,000 as consideration for the cancellation.
- [F3]The option vested in two equal installments of 50% on the grant date (07/22/2010) and 50% on the first anniversary of the grant date (07/22/2011).
Documents
Issuer
KCAP Financial, Inc.
CIK 0001372807
Entity typeother
Related Parties
1- filerCIK 0001379138
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 6:13 AM ET
- Size
- 8.1 KB