Home/Filings/4/0001144204-19-018508
4//SEC Filing

Karr Edward M 4

Accession 0001144204-19-018508

CIK 0001432196other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 7:55 PM ET

Size

40.0 KB

Accession

0001144204-19-018508

Insider Transaction Report

Form 4
Period: 2019-04-03
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-0312,5000 total
    Exercise: $0.00Common Stock (12,500 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-033,3160 total
    Exercise: $0.00Common Stock (3,316 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-032,7970 total
    Exercise: $0.00Common Stock (2,797 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-032,7970 total
    Exercise: $0.00Common Stock (2,797 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-033,0210 total
    Exercise: $0.00Common Stock (3,021 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-035,0000 total
    Exercise: $0.00Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock

    2019-04-03185,3160 total
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-035,5560 total
    Exercise: $0.00Common Stock (5,556 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-031,6900 total
    Exercise: $0.00Common Stock (1,690 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-032,0420 total
    Exercise: $0.00Common Stock (2,042 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-032,5230 total
    Exercise: $0.00Common Stock (2,523 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-033,6100 total
    Exercise: $0.00Common Stock (3,610 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-0310,0000 total
    Exercise: $0.00Common Stock (10,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-032,5950 total
    Exercise: $0.00Common Stock (2,595 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-034,5130 total
    Exercise: $0.00Common Stock (4,513 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-04-034,5090 total
    Exercise: $0.00Common Stock (4,509 underlying)
Footnotes (13)
  • [F1]This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver"), and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, the common shares of Americas Silver Corporation stock had a market value of $1.53 per share.
  • [F10]4,513 vested restricted stock units granted April 26, 2018.
  • [F11]4,509 vested restricted stock units granted June 29, 2018.
  • [F12]Cancelled at the effective date of the merger and converted into the right to receive 0.715 of a common share of the American Silver having a market value of $1.53 per share on the Closing Date for each share of the Issuer's common stock underlying such restricted stock unit.
  • [F13]Each Restricted Stock Unit is convertible into one share of Issuer common stock upon events specified in the Restricted Stock Unit Grant Agreement with the reporting person. Restricted Stock Units have no expiration date.
  • [F2]5,556 vested restricted stock units granted June 9, 2015;
  • [F3]12,500 vested restricted stock units granted on December 12, 2015.
  • [F4]10,000 vested restricted stock units granted on February 3, 2017
  • [F5]Aggregate of 12,460 vested restricted stock units granted April 28, 2017.
  • [F6]3,316 vested restricted stock units granted June 30, 2017.
  • [F7]2,797 vested restricted stock units granted September 29, 2017.
  • [F8]3,021 vested restricted stock units granted December 29, 2017.
  • [F9]5,000 vested restricted stock units granted January 29, 2018.

Issuer

Pershing Gold Corp.

CIK 0001432196

Entity typeother

Related Parties

1
  • filerCIK 0001562138

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 7:55 PM ET
Size
40.0 KB