VAN SANTE YVES ROGER 4
4 · PARETEUM Corp · Filed May 17, 2019
Insider Transaction Report
Form 4
PARETEUM CorpTEUM
VAN SANTE YVES ROGER
Director10% Owner
Transactions
- Award
Option
2019-01-02+150,000→ 150,000 totalExercise: $1.72From: 2020-01-01Exp: 2025-01-01→ Common Stock (150,000 underlying) - Award
Common Stock
2019-01-02+133,052→ 458,223 total
Footnotes (5)
- [F1]Represents compensation for board fees in lieu of cash with 118,284 shares issued for services rendered from the Issuer's second 2016 fiscal quarter through the Issuer's third 2017 fiscal quarter and 14,768 shares issued for services rendered from the Issuer's fourth quarter 2017 (the "Board Fees").
- [F2]The Board Fees represents compensation for the Reporting Person's service as a director of the Issuer.
- [F3]Includes a restricted stock award (the "Restricted Stock Award") of 200,000 shares of common stock under the Pareteum Corporation. 2017 Long-Term Incentive Compensation Plan, of which one-third vested on October 1, 2018 and two-thirds shall vest in 24 equal monthly installments over a two year period thereafter.
- [F4]Option is granted pursuant to the Pareteum Corp. 2018 Long-Term Incentive Compensation Plan, of which one-third shall vest on January 1, 2020 and two-thirds shall vest in 24 equal monthly installments over a two year period thereafter (the "January Option Grant").
- [F5]The January Option Grant represents a one-time award of securities as compensation for the Reporting Person's service as a director of the Issuer.