Home/Filings/4/0001144204-19-027510

4//SEC Filing

LANDES JOSHUA 4

Accession 0001144204-19-027510

CIK 0000275053other

View on SEC.gov Company Profile

Filed

May 20, 8:00 PM ET

Accepted

May 21, 4:15 PM ET

Size

25.3 KB

Accession

0001144204-19-027510

Insider Transaction Report

Form 4

Period: 2019-05-16

NATURES SUNSHINE PRODUCTS INCNATR

WYNNEFIELD PARTNERS SMALL CAP VALUE LP

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total

LANDES JOSHUA

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)

WYNNEFIELD CAPITAL MANAGEMENT LLC

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total

OBUS NELSON

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total

WYNNEFIELD CAPITAL INC

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)

Wynnefield Capital, Inc. Profit Sharing Plan

10% Owner

Transactions

Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+554$5,423→ 690,793 total
Purchase
Common Stock, no par value per share
2019-05-16$9.79/sh+1,193$11,677→ 1,530,329 total(indirect: See Footnotes)
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+1,032$9,959→ 691,825 total
Purchase
Common Stock, no par value per share
2019-05-17$9.65/sh+2,221$21,433→ 1,532,550 total(indirect: See Footnotes)

Footnotes (4)

[F1]The Reporting Person directly beneficially owns 691,825 shares of common stock, no par value per share ("Common Stock") of Nature's Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.
[F2]The Reporting Person has an indirect beneficial ownership interest in 1,043,795 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.
[F3]The Reporting Person has an indirect beneficial ownership interest in 437,026 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.
[F4]The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Documents

1 file

4
tv522162_4.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

NATURES SUNSHINE PRODUCTS INC

CIK 0000275053

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001251568

Filing Metadata

Form type: 4
Filed: May 20, 8:00 PM ET
Accepted: May 21, 4:15 PM ET
Size: 25.3 KB

View on SEC.gov