4//SEC Filing
MOBERG RICHARD P 4
Accession 0001144204-19-027699
CIK 0001015739other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 3:02 PM ET
Size
10.2 KB
Accession
0001144204-19-027699
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
MOBERG RICHARD P
VP, CFO and Treasurer
Transactions
- Disposition to Issuer
Common Stock
2019-05-20$3.21/sh−9,415$30,241→ 123,890 total - Exercise/Conversion
Stock Appreciation Right
2019-05-20−12,000→ 0 totalExercise: $2.52Exp: 2019-05-20→ Common Stock (12,000 underlying) - Exercise/Conversion
Common Stock
2019-05-20$2.52/sh+12,000$30,240→ 133,305 total
Holdings
- 10,000
Unrestricted Stock Award
Exercise: $0.00→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]On May 20, 2019, 2,585 shares were issued pursuant to Mr. Moberg's Stock Appreciation Right award as a result of the expiration of the award on May 20, 2019.
- [F2]Vests in 8 equal quarterly installments on the last day of each quarter from June 30, 2009 through March 31, 2011 and is exercisable upon the date the reporting person ceases to be paid by Aware, Inc. for services or expiration, whichever is sooner.
- [F3]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 5,000 shares on June 30, 2019, and 5,000 shares on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001213958
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 3:02 PM ET
- Size
- 10.2 KB