4//SEC Filing
HCP-FVA, LLC 4
Accession 0001144204-19-027714
CIK 0000922521other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:01 PM ET
Size
8.0 KB
Accession
0001144204-19-027714
Insider Transaction Report
Form 4
HCP-FVA, LLC
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2019-05-21$0.00/sh+1,518,107$1,518→ 359,119,127 total - Exercise/Conversion
Warrants
2019-05-21−1,543,630→ 0 totalExercise: $0.00→ Common Stock (1,518,107 underlying)
Footnotes (2)
- [F1]HCP-FVA, LLC ("HCP-FVA"), a Delaware limited liability company, exercised that certain Backstop Warrant, dated February 23, 2018 (the "Backstop Warrant"), to purchase 1,543,630 shares of common stock ("Common Stock") of Falconstor Software, Inc. (the "Issuer") on a cashless exercise basis with respect to all 1,543,630 shares issuable upon exercise thereof. As a result of such cashless exercise, HCP-FVA received 1,518,107 shares of Common Stock.
- [F2]The Backstop Warrant is presently exercisable and expires on February 23,2028.
Documents
Issuer
FALCONSTOR SOFTWARE INC
CIK 0000922521
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001723425
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:01 PM ET
- Size
- 8.0 KB