Alala Joseph B III 4
4 · Capitala Finance Corp. · Filed Jun 14, 2019
Insider Transaction Report
Form 4
Alala Joseph B III
DirectorSee Remarks
Transactions
- Purchase
Common Stock
2019-06-13$9.17/sh+2,576$23,622→ 12,187 total
Holdings
- 21,245.278(indirect: By LLC)
Common Stock
- 360(indirect: By Children)
Common Stock
- 972(indirect: via CapitalSouth Corporation)
Common Stock
- 534,637.85(indirect: By LLC)
Common Stock
- 360(indirect: By Children)
Common Stock
- 5,559.722(indirect: via Capitala Transaction Corp.)
Common Stock
Footnotes (1)
- [F1]Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose