Northern Light Venture Capital, Ltd. 4
4 · AEROHIVE NETWORKS, INC · Filed Jul 3, 2019
Insider Transaction Report
Form 4
Northern Light Venture Capital, Ltd.
10% Owner
Transactions
- Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote) - Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote)
Footnotes (4)
- [F1]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
- [F2]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
- [F4]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.