4//SEC Filing
Northern Light Venture Capital, Ltd. 4
Accession 0001144204-19-033670
CIK 0001372414other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 6:28 AM ET
Size
22.6 KB
Accession
0001144204-19-033670
Insider Transaction Report
Form 4
Northern Light Venture Capital, Ltd.
10% Owner
Transactions
- Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote) - Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote)
Northern Light Partners, L.P.
10% Owner
Transactions
- Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote)
NORTHERN LIGHT VENTURE FUND L P
10% Owner
Transactions
- Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote)
NORTHERN LIGHT STRATEGIC FUND L P
10% Owner
Transactions
- Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote)
KE YAN
10% Owner
Transactions
- Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote) - Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote)
Lee Jeffrey
10% Owner
Transactions
- Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote)
Northern Light Partners Fund, L.P.
10% Owner
Transactions
- Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote)
DENG FENG
Director10% Owner
Transactions
- Other
Common Stock
2019-07-01−1,128,300→ 4,073,853 total(indirect: See footnote) - Other
Common Stock
2019-07-01−123,900→ 447,352 total(indirect: See footnote) - Other
Common Stock
2019-07-01−247,800→ 894,707 total(indirect: See footnote)
Footnotes (4)
- [F1]Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
- [F2]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
- [F4]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
Documents
Issuer
AEROHIVE NETWORKS, INC
CIK 0001372414
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001587555
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 6:28 AM ET
- Size
- 22.6 KB