4//SEC Filing
DD3 Mex Acquisition Corp 4
Accession 0001144204-19-033843
CIK 0001748252other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 7:37 PM ET
Size
23.6 KB
Accession
0001144204-19-033843
Insider Transaction Report
Form 4
DD3 Mex Acquisition Corp
10% Owner
Transactions
- Sale
Ordinary Shares
2019-07-02$0.02/sh−430,800$7,496→ 1,199,575 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−135,702$2,361→ 633,073 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−5,000$87→ 244,125 total - Sale
Ordinary Shares
2019-07-02−47,825→ 191,300 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−5,000$87→ 249,125 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−5,000$87→ 239,125 total - Sale
Warrant
2019-07-02−47,825→ 191,300 totalExercise: $11.50→ Ordinary Shares (47,825 underlying) - Sale
Ordinary Shares
2019-07-02$0.02/sh−430,800$7,496→ 768,775 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−79,698$1,387→ 553,375 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−269,250$4,685→ 284,125 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−25,000$435→ 259,125 total - Sale
Ordinary Shares
2019-07-02$0.02/sh−5,000$87→ 254,125 total
Footnotes (4)
- [F1]The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]Pursuant to an assignment agreement by and between the Sponsor and Dr. Guillermo Ortiz, 47,825 units ("Private Units") were transferred to Dr. Ortiz at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
- [F3]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
- [F4]The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
Documents
Issuer
DD3 Acquisition Corp.
CIK 0001748252
Entity typeother
IncorporatedMexico
Related Parties
1- filerCIK 0001754381
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 7:37 PM ET
- Size
- 23.6 KB