|4Jul 3, 7:37 PM ET

Ortiz Guillermo 4

4 · DD3 Acquisition Corp. · Filed Jul 3, 2019

Insider Transaction Report

Form 4
Period: 2019-07-02
Transactions
  • Purchase

    Ordinary Shares

    2019-07-02$0.02/sh+269,250$4,685269,250 total
  • Purchase

    Ordinary Shares

    2019-07-02+47,825317,075 total
  • Purchase

    Warrant

    2019-07-02+47,82547,825 total
    Exercise: $11.50Ordinary Shares (47,825 underlying)
Footnotes (3)
  • [F1]Pursuant to an assignment agreement by and between DD3 Mex Acquisition Corp (the "Sponsor") and the Reporting Person, 47,825 units ("Private Units") were transferred to the Reporting Person at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
  • [F2]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
  • [F3]The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.

Documents

1 file
  • 4
    tv524791_4.xmlPrimary

    OWNERSHIP DOCUMENT