|4/AJul 18, 4:21 PM ET

Bitzer John III 4/A

4/A · APPLIED DNA SCIENCES INC · Filed Jul 18, 2019

Insider Transaction Report

Form 4/AAmended
Period: 2018-08-31
Transactions
  • Conversion

    Secured Convertible Note

    2018-08-31100,000100,000 total(indirect: See footnote)
    Exercise: $0.54From: 2018-08-31Exp: 2021-11-28Common Stock (193,563 underlying)
Footnotes (2)
  • [F1]The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.
  • [F2]The Secured Convertible Note is owned by Delabarta II Inc. Mr. Bitzer is president of Delabarta II Inc.

Documents

1 file
  • 4
    tv525330_form4a.xml

    FORM 4/A