Hayward James A 4/A
4/A · APPLIED DNA SCIENCES INC · Filed Jul 18, 2019
Insider Transaction Report
Form 4/AAmended
Hayward James A
DirectorChairman, CEO and President10% Owner
Transactions
- Conversion
Secured Convertible Note
2018-11-29−500,000→ 500,000 totalExercise: $0.54From: 2018-11-29Exp: 2021-11-28→ Common Stock (953,324 underlying) - Conversion
Secured Convertible Note
2018-08-31−1,000,000→ 1,000,000 totalExercise: $0.54From: 2018-08-31Exp: 2021-11-28→ Common Stock (1,935,613 underlying)
Footnotes (2)
- [F1]The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.
- [F2]The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated November 29, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to among other things, amend the conversion price to $0.54 from $2.50.