CATELL ROBERT B 4/A
4/A · APPLIED DNA SCIENCES INC · Filed Jul 18, 2019
Insider Transaction Report
Form 4/AAmended
CATELL ROBERT B
Director
Transactions
- Conversion
Secured Convertible Note
2018-08-31−25,000→ 25,000 totalExercise: $2.50From: 2018-08-31Exp: 2021-11-28→ Common Stock (48,391 underlying)
Footnotes (1)
- [F1]The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance. On July 16, 2019 an amendment to the Secured convertible note was entered into, to, among other things, (i) amend the conversion price to $0.54 from $2.50 and (ii) amend the maturity date of the August 2018 Notes to November 28, 2021.