4//SEC Filing
VF Strategic Equities Fund 4
Accession 0001144204-19-044318
CIK 0001279695other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 6:33 AM ET
Size
8.7 KB
Accession
0001144204-19-044318
Insider Transaction Report
Form 4
VF Strategic Equities Fund
10% Owner
Transactions
- Purchase
Common Stock
2019-09-11$0.19/sh+1,710,683$325,030→ 21,802,335 total - Purchase
Common Stock
2019-09-12$0.19/sh+80,000$15,200→ 21,882,335 total
Footnotes (5)
- [F1]Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at a price of $0.19. The Reporting Person undertakes to provide to Universal Biosensors, Inc. ("UBI"), any security holder of UBI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.190 to $0.195, inclusive. The Reporting Person undertakes to provide to Universal Biosensors, Inc. ("UBI"), any security holder of UBI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]The price per share of the common stock reported is stated in Australian dollars, as converted from a U.S. dollar price on the date of the transaction.
- [F5]The common stock is directly held by VF Strategic Equities Fund ("Strategic Fund") and indirectly held by Viburnum Funds Pty Ltd ("Viburnum"), the manager of Strategic Fund, and the individual directors of Viburnum (Viburnum and the individual directors together, the "Viburnum Indirect Reporting Persons"). The individual directors of Viburnum are Craig Coleman, Marshall Allen, Anthony Howarth and Wayne McGrath. The Viburnum Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Strategic Fund common stock in which the Viburnum Indirect Reporting Persons have no pecuniary interest.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
IncorporatedAustralia
Related Parties
1- filerCIK 0001679283
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 6:33 AM ET
- Size
- 8.7 KB