Hayward James A 4
4 · APPLIED DNA SCIENCES INC · Filed Sep 16, 2019
Insider Transaction Report
Form 4
Hayward James A
DirectorChairman, CEO and President10% Owner
Transactions
- Exercise of In-Money
Secured Convertible Note
2019-09-12−1,585,313→ 0 totalExercise: $0.54From: 2018-08-31Exp: 2021-11-28→ Common Stock (2,935,764 underlying) - Exercise of In-Money
Common Stock
2019-09-12$0.54/sh+2,935,764$1,585,313→ 5,367,435 total
Footnotes (1)
- [F1]The shares were issued as a result of the conversion of $1,585,313 of secured convertible notes that were originally issued on August 31, 2019 and November 30, 2019 and represent the outstanding principal and interest of such secured convertible notes.