Home/Filings/4/0001144204-19-045789
4//SEC Filing

Braswell David W 4

Accession 0001144204-19-045789

CIK 0001517401other

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 4:39 PM ET

Size

15.0 KB

Accession

0001144204-19-045789

Insider Transaction Report

Form 4
Period: 2019-09-24
Transactions
  • Disposition to Issuer

    Common Stock

    2019-09-24$11.00/sh10,000$110,0000 total
  • Disposition to Issuer

    Restricted Stock Units

    2019-09-248,9330 total
    Common Stock (8,933 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-09-244,0600 total
    Common Stock (4,060 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-09-249,6900 total
    Common Stock (9,690 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-09-247,6150 total
    Common Stock (7,615 underlying)
Footnotes (4)
  • [F1]Shares of common stock, par value $0.01 per share (the "Common Stock"), of Peak Resorts, Inc. ("Peak Resorts") disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 20, 2019, by and among Vail Holdings, Inc. ("Parent"), VRAD Holdings, Inc., a direct, wholly-owned subsidiary of Parent ("Merger Sub"), Peak Resorts, and, solely for the purposes stated in Section 9.14 of the Merger Agreement, Vail Resorts, Inc. ("Vail Resorts"), pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger as a direct, wholly-owned subsidiary of Parent and an indirect, wholly-owned subsidiary of Vail Resorts.
  • [F2]On September 24, 2019, at the effective time of the Merger (the "Effective Time"), each share of Common Stock was converted into the right to receive $11.00 in cash, without interest and less any applicable withholding taxes.
  • [F3]At the Effective Time, each restricted stock unit ("RSU") held by the reporting person that remained outstanding immediately prior to the Effective Time became fully vested and was cancelled and extinguished in exchange for the right to receive an amount, in cash, without interest, equal to (i) $11.00, multiplied by (ii) the number of RSUs held by such holder, less withholdings for any applicable taxes.
  • [F4]Includes RSUs granted pursuant to the Peak Resorts 2014 Equity Incentive Plan and accrued dividend credits in connection with each quarterly dividend paid by the Company since the RSU grant date.

Issuer

Peak Resorts Inc

CIK 0001517401

Entity typeother

Related Parties

1
  • filerCIK 0001472943

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 4:39 PM ET
Size
15.0 KB