Mungovan Robert M 4

4 · AWARE INC /MA/ · Filed Oct 3, 2019

Form 4

Period: 2019-10-01

Chief Commercial Officer

Transactions

Award
Common Stock
2019-10-01+10,000→ 92,780 total
Award
Unrestricted Stock Award
2019-10-01+40,000→ 40,000 total
Exercise: $0.00→ Common Stock (40,000 underlying)
Award
Unrestricted Stock Award
2019-10-01+7,500→ 7,500 total
Exercise: $0.00→ Common Stock (7,500 underlying)
Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 total
Exercise: $4.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 total
Exercise: $7.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 total
Exercise: $6.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 total
Exercise: $5.50Exp: 2029-10-01→ Common Stock (25,000 underlying)

Footnotes (4)

[F1]The shares were issued on October 1, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on April 1, 2020.
[F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
[F3]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
[F4]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.

Documents

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