4//SEC Filing
Mungovan Robert M 4
Accession 0001144204-19-047102
CIK 0001015739other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 11:01 AM ET
Size
18.4 KB
Accession
0001144204-19-047102
Insider Transaction Report
Form 4
AWARE INC /MA/AWRE
Mungovan Robert M
Chief Commercial Officer
Transactions
- Award
Common Stock
2019-10-01+10,000→ 92,780 total - Award
Unrestricted Stock Award
2019-10-01+40,000→ 40,000 totalExercise: $0.00→ Common Stock (40,000 underlying) - Award
Unrestricted Stock Award
2019-10-01+7,500→ 7,500 totalExercise: $0.00→ Common Stock (7,500 underlying) - Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 totalExercise: $4.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 totalExercise: $7.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 totalExercise: $6.50Exp: 2029-10-01→ Common Stock (25,000 underlying) - Award
Stock Option (right to buy)
2019-10-01+25,000→ 25,000 totalExercise: $5.50Exp: 2029-10-01→ Common Stock (25,000 underlying)
Footnotes (4)
- [F1]The shares were issued on October 1, 2019 and will be forfeited if the reporting person is not serving as a director, officer or employee of the Company or any subsidiary of the Company on April 1, 2020.
- [F2]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. The shares will be issued as follows; 10,000 shares on October 1, 2020, 10,000 shares on October 1, 2021, 10,000 shares on October 1, 2022, and 10,000 shares on October 1, 2023 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- [F3]Shares of unrestricted stock awarded to reporting person under Aware, Inc. 2001 Nonqualified Stock Plan. 7,500 shares will be issued on December 31, 2019 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said date.
- [F4]Vests in 16 equal quarterly installments on the last day of each quarter from January 1, 2020 through October 1, 2023.
Documents
Issuer
AWARE INC /MA/
CIK 0001015739
Entity typeother
Related Parties
1- filerCIK 0001597612
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 11:01 AM ET
- Size
- 18.4 KB