Home/Filings/4/0001144204-19-047820
4//SEC Filing

Gazdak Jonathan 4

Accession 0001144204-19-047820

CIK 0001682149other

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 9:04 PM ET

Size

18.2 KB

Accession

0001144204-19-047820

Insider Transaction Report

Form 4
Period: 2019-10-07
Transactions
  • Exercise/Conversion

    Common Stock

    2019-10-07$0.80/sh+3,138$2,51052,156 total
  • Expiration (Short)

    Warrants (right to buy)

    2019-10-071,5690 total
    Exercise: $5.40From: 2017-02-26Exp: 2022-02-26Common Stock (1,569 underlying)
  • Expiration (Short)

    Warrants (right to buy)

    2019-10-071,5690 total
    Exercise: $5.40From: 2018-02-28Exp: 2023-02-28Common Stock (1,569 underlying)
  • Exercise/Conversion

    Warrants (right to buy)

    2019-10-071,5690 total
    Exercise: $0.80From: 2019-10-07Exp: 2023-02-28Common Stock (1,569 underlying)
  • Exercise/Conversion

    Warrants (right to buy)

    2019-10-071,5690 total
    Exercise: $0.80From: 2019-10-07Exp: 2022-02-26Common Stock (1,569 underlying)
  • Purchase

    Warrants (right to buy)

    2019-10-07+1,5691,569 total
    Exercise: $0.80From: 2019-10-07Exp: 2023-02-28Common Stock (1,569 underlying)
  • Purchase

    Warrants (right to buy)

    2019-10-07+1,5691,569 total
    Exercise: $0.80From: 2019-10-07Exp: 2022-02-26Common Stock (1,569 underlying)
Footnotes (2)
  • [F1]Represents the aggregate number of outstanding shares of common stock of the issuer received upon the reporting person's exercise of all common stock purchase warrants of the issuer (the "Warrant") reported in Table II above at $0.80 per share on October 7, 2019.
  • [F2]Such transactions reported in Table II above reflect an amendment of a Warrant to reduce the exercise price of the Warrant from $5.40 per share to $0.80 per share. Such amendment is reported above as the cancellation of the original Warrant and the acquisition of a new Warrant.

Issuer

Summit Wireless Technologies, Inc.

CIK 0001682149

Entity typeother

Related Parties

1
  • filerCIK 0001748048

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 9:04 PM ET
Size
18.2 KB