4//SEC Filing
RAYMOND GEORGE F 4
Accession 0001144354-12-000076
CIK 0001144354other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 3:24 PM ET
Size
16.5 KB
Accession
0001144354-12-000076
Insider Transaction Report
Form 4
RAYMOND GEORGE F
Director
Transactions
- Tax Payment
Common Stock, par value $0.001 per share
2012-05-03$32.42/sh−1,008$32,679→ 8,190 total - Exercise/Conversion
Common Stock, par value $0.001 per share
2012-05-09$27.40/sh+5,000$137,000→ 11,000 total - Exercise/Conversion
Stock Option (right to buy)
2012-05-09$27.40/sh−5,000$137,000→ 0 totalExercise: $27.40From: 2007-12-20Exp: 2012-12-20→ Common Stock (5,000 underlying) - Sale
Common Stock, par value $0.001 per share
2012-05-07$30.76/sh−2,190$67,357→ 6,000 total - Sale
Common Stock, par value $0.001 per share
2012-05-09$30.33/sh−5,000$151,630→ 6,000 total - Other
Common Stock, par value $0.001 per share
2012-05-03+3,198→ 9,198 total - Award
Restricted Stock Unit
2012-05-04+2,426→ 2,426 total→ Common Stock (2,426 underlying)
Footnotes (7)
- [F1]Shares acquired upon vesting of restricted stock units granted to the reporting person on December 21, 2011 and reported on a Form 4 filed on December 22, 2011.
- [F2]The reporting person reported all restricted stock units granted to the reporting person on December 21, 2011 in Table I of the Form 4 filed on December 22, 2011. As such, no adjustment to the reporting person's beneficial ownership needs to be made to reflect this vesting event.
- [F3]Shares were withheld from the reporting person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock described in this Form 4.
- [F4]This price is the weighted average price of the 2,190 shares of Heartland Payment Systems, Inc.'s (the "Issuer") common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $30.75 to $30.78. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- [F5]This price is the weighted average price of the 5,000 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $30.31 to $30.43. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- [F6]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F7]The restricted stock units vest upon the earlier of: (i) May 4, 2013 and (ii) the first business day preceding the date of the Issuer's 2013 annual meeting of stockholders, so long as the reporting person remains in Continuous Service (as such term is defined in the Issuer's 2008 Equity Incentive Plan, as amended and restated)
Issuer
HEARTLAND PAYMENT SYSTEMS INC
CIK 0001144354
Entity typeother
Related Parties
1- filerCIK 0001332508
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 3:24 PM ET
- Size
- 16.5 KB