MOORE VIRGINIA 4
4 · Applied Digital Corp. · Filed Sep 27, 2023
Insider Transaction Report
Form 4
MOORE VIRGINIA
Director
Transactions
- Gift
Common Stock
2022-08-25+118,630→ 118,630 total(indirect: Footnote) - Sale
Common Stock
2023-03-17$2.00/sh−102,759$205,518→ 365,868 total(indirect: Footnote) - Gift
Common Stock
2022-08-25−118,630→ 76,191 total - Gift
Common Stock
2022-08-25−267,617→ 0 total(indirect: Footnote) - Sale
Common Stock
2023-03-20$2.03/sh−52,342$106,254→ 313,526 total(indirect: Footnote) - Sale
Common Stock
2023-03-24$2.06/sh−189,359$390,080→ 64,465 total(indirect: Footnote) - Sale
Common Stock
2023-03-27$2.05/sh−64,011$131,223→ 0 total(indirect: Footnote) - Sale
Common Stock
2023-03-16$2.00/sh−44,990$89,980→ 468,627 total(indirect: Footnote) - Gift
Common Stock
2022-08-25+267,617→ 386,247 total(indirect: See Footnote) - Sale
Common Stock
2023-03-22$2.20/sh−5,201$11,442→ 308,325 total(indirect: Footnote) - Sale
Common Stock
2023-03-23$2.12/sh−54,501$115,542→ 253,824 total(indirect: Footnote) - Sale
Common Stock
2023-03-15$1.96/sh−100,000$196,000→ 513,617 total(indirect: Footnote)
Footnotes (14)
- [F1]Consists of common stock held directly by the Reporting person. Such shares were transferred as a gift to the Moore Family Trust.
- [F10]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.22 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F11]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.06 to $2.21 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F12]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.05 to $2.08 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F13]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.10 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F14]This reflects a correction of a ministerial error. Previously, an additional 454 shares were shown as held in error.
- [F2]Includes 76,191 shares of restricted stock that vest on November 10, 2023 so long as the Reporting Person is a director of the issuer on such date.
- [F3]Consists of shares of common stock held by Andrew Moore, the Reporting Person's spouse. Such shares were transferred as a gift to the Moore Family Trust.
- [F4]Held by the Moore Family Trust, of which Virginia Moore is a trustee. Such shares were transferred as a gift from the Reporting Person's spouse and Reporting Person.
- [F5]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $1.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Consists of shares of common stock held by B. Riley Securities, Inc., of which Andrew Moore, the Reporting Person's spouse, is the Chief Executive Officer.
- [F7]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 per share to $2.03 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.07 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.