Penczek Ronald W 4

Accession 0001156039-22-000025

CIK 0001156039other

View on SEC.gov Company Profile

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 6:06 PM ET

Size

24.4 KB

Accession

0001156039-22-000025

Insider Transaction Report

Form 4

Period: 2022-03-01

Anthem, Inc.ANTM

Penczek Ronald W

CAO & Controller

Transactions

Award
Common Stock
2022-03-01+222→ 1,865 total
Tax Payment
Common Stock
2022-03-02$463.49/sh−52$24,101→ 2,766 total
Exercise/Conversion
Common Stock
2022-03-03$311.48/sh+438$136,428→ 3,204 total
Exercise/Conversion
Common Stock
2022-03-03$307.68/sh+468$143,994→ 4,325 total
Award
Employee Stock Option (Right to Buy)
2022-03-01+882→ 882 total
Exercise: $451.50Exp: 2032-03-01→ Common Stock (882 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-03-03−653→ 654 total
Exercise: $271.27Exp: 2030-03-02→ Common Stock (653 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-03-03−468→ 0 total
Exercise: $307.68Exp: 2029-03-01→ Common Stock (468 underlying)
Tax Payment
Common Stock
2022-03-01$451.50/sh−369$166,604→ 1,643 total
Award
Common Stock
2022-03-01+953→ 2,818 total
Exercise/Conversion
Common Stock
2022-03-03$271.27/sh+653$177,139→ 3,857 total
Sale
Common Stock
2022-03-03$463.68/sh−2,423$1,123,497→ 1,902 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2022-03-03−438→ 877 total
Exercise: $311.48Exp: 2031-03-01→ Common Stock (438 underlying)

Footnotes (8)

[F1]PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
[F2]Represents restricted share units. Restrictions lapse as follows: 74 shares each on 3/1/2023, 3/1/2024 and 3/1/2025.
[F3]Represents performance based restricted share units. Restrictions lapse on 3/1/2022.
[F4]This transaction was executed in multiple trades at prices ranging from $463.57 to $463.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]The option represents a right to purchase a total of 882 shares, and is exercisable in three annual installments of 294 shares each, beginning on 3/1/2023, which is the one-year anniversary of the option grant date.
[F6]The option represents a right to purchase a total of 1,315 shares, and is exercisable in three annual installments, with two installments of 438 shares each and one installment of 439 shares, beginning on 3/1/2022, which is the one-year anniversary of the option grant date.
[F7]The option represents a right to purchase a total of 1,960 shares, and is exercisable in three annual installments, with two installments of 653 shares each and one installment of 654 shares, beginning on 3/2/2021, which is the one-year anniversary of the option grant date.
[F8]The option represents a right to purchase a total of 1,403 shares, and is exercisable in three annual installments, with one installment of 467 shares and two installments of 468 shares each, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.

Documents

1 file

4
wf-form4_164634874872945.xmlPrimary
FORM 4

Issuer

Anthem, Inc.

CIK 0001156039

→

Entity typeother

Related Parties

filerCIK 0001659075

Filing Metadata

Form type: 4
Filed: Mar 2, 7:00 PM ET
Accepted: Mar 3, 6:06 PM ET
Size: 24.4 KB

View on SEC.gov