Niciforo Joseph 4
4 · CME GROUP INC. · Filed Oct 14, 2009
Insider Transaction Report
Form 4
Niciforo Joseph
Director
Transactions
- Purchase
Common Stock Class B3
2009-09-21$304.60/sh+1$305→ 1 total(indirect: By Partnership) - Purchase
Common Stock Class B1
2009-10-12$297.79/sh+1$298→ 1 total(indirect: By Partnership)
Footnotes (2)
- [F1]Represents the closing price for our Class A common stock on October 12, 2009. On October 12, 2009, Henning and Carey Proprietary Trading L.L.C. of which Mr. Niciforo is a general partner purchased a CME membership along with the associated share of Class B-1 common stock. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock.
- [F2]Represents the closing price for our Class A common stock on September 21, 2009. On September 21, 2009, Henning and Carey Proprietary Trading L.L.C. of which Mr. Niciforo is a general partner purchased an Index and Option Market (IOM) membership along with the associated share of Class B-3 common stock. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock.