CME GROUP INC. 4

4 · CME GROUP INC. · Filed Sep 3, 2013

Insider Transaction Report

Form 4

Period: 2013-08-29

CME GROUP INC.CME

Pieper James V.

MD & Chief Accounting Officer

Transactions

Sale
Common Stock Class A
2013-08-29$70.33/sh−465$32,703→ 7,291 total
Exercise/Conversion
Common Stock Class A
2013-08-29$25.40/sh+100$2,540→ 7,391 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−465→ 155 total
Exercise: $62.83From: 2013-03-15Exp: 2020-03-15→ Common Stock Class A (465 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−1,395→ 465 total
Exercise: $56.87From: 2012-09-15Exp: 2019-09-15→ Common Stock Class A (1,395 underlying)
Exercise/Conversion
Common Stock Class A
2013-08-29$50.39/sh+875$44,091→ 8,166 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−875$61,539→ 7,291 total
Exercise/Conversion
Common Stock Class A
2013-08-29$56.87/sh+1,395$79,334→ 8,686 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−1,395$98,110→ 7,291 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−2,220$156,133→ 7,291 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−875→ 0 total
Exercise: $50.39From: 2010-06-15Exp: 2015-06-15→ Common Stock Class A (875 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−2,220→ 2,220 total
Exercise: $54.30From: 2012-09-15Exp: 2020-09-15→ Common Stock Class A (2,220 underlying)
Sale
Common Stock Class A
2013-08-29$70.33/sh−60$4,220→ 4,762 total
Exercise/Conversion
Common Stock Class A
2013-08-29$62.83/sh+465$29,216→ 7,756 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−100$7,033→ 7,291 total
Exercise/Conversion
Common Stock Class A
2013-08-29$54.37/sh+1,000$54,370→ 8,291 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−1,000$70,330→ 7,291 total
Exercise/Conversion
Common Stock Class A
2013-08-29$54.30/sh+2,220$120,546→ 9,511 total
Sale
Common Stock Class A
2013-08-29$70.33/sh−2,469$173,645→ 4,822 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−100→ 0 total
Exercise: $25.40From: 2009-06-14Exp: 2014-06-14→ Common Stock Class A (100 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-08-29−1,000→ 3,000 total
Exercise: $54.37From: 2012-09-15Exp: 2021-09-15→ Common Stock Class A (1,000 underlying)

Footnotes (7)

[F1]This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
[F2]As of 6/14/2009, this option vested with respect to 100% of the granted number of shares covered by the option.
[F3]As of 6/15/2010, this option vested with respect to 100% of the granted number of shares covered by the option.
[F4]These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
[F5]These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
[F6]These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
[F7]These options were granted on March 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.

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