CME GROUP INC. 4

Accession 0001156375-13-000126

$CMECIK 0001156375operating

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 6:59 PM ET

Size

27.4 KB

Accession

0001156375-13-000126

Form 4

Period: 2013-09-14

MD & Chief Accounting Officer

Transactions

Tax Payment
Common Stock Class A
2013-09-15$72.35/sh−111$8,031→ 4,410 total
Tax Payment
Common Stock Class A
2013-09-15$72.35/sh−131$9,478→ 4,279 total
Exercise/Conversion
Common Stock Class A
2013-09-16$54.37/sh+1,000$54,370→ 5,279 total
Award
Common Stock Class A
2013-09-16+1,724→ 4,793 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-09-16−1,110→ 1,110 total
Exercise: $54.30From: 2013-09-15Exp: 2020-09-15→ Common Stock Class A (1,110 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-09-16−465→ 0 total
Exercise: $56.87From: 2013-09-15Exp: 2019-09-15→ Common Stock Class A (465 underlying)
Exercise/Conversion
Common Stock Class A
2013-09-16$56.87/sh+465$26,445→ 4,744 total
Exercise/Conversion
Common Stock Class A
2013-09-16$54.30/sh+1,110$60,273→ 5,389 total
Sale
Common Stock Class A
2013-09-16$72.47/sh−1,210$87,689→ 3,069 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-09-16−1,000→ 2,000 total
Exercise: $54.37From: 2013-09-15Exp: 2021-09-15→ Common Stock Class A (1,000 underlying)
Tax Payment
Common Stock Class A
2013-09-14$72.35/sh−166$12,010→ 4,596 total
Tax Payment
Common Stock Class A
2013-09-15$72.35/sh−75$5,426→ 4,521 total
Sale
Common Stock Class A
2013-09-16$72.47/sh−465$33,699→ 4,279 total
Sale
Common Stock Class A
2013-09-16$72.47/sh−1,000$72,470→ 4,279 total
Sale
Common Stock Class A
2013-09-16$72.47/sh−1,110$80,442→ 4,279 total

Footnotes (6)

[F1]Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2013.
[F2]Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2013.
[F3]This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
[F4]These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
[F5]These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
[F6]As of September 15, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Documents

1 file

CME GROUP INC.

CIK 0001156375

Entity typeoperating

IncorporatedDE