Carey Charles P 5
5 · CME GROUP INC. · Filed Mar 15, 2024
Insider Transaction Report
Form 5
Carey Charles P
Director
Transactions
- Sale
Class B Common Stock, Series B-3
2023-10-09$215.76/sh−1$216→ 0 total(indirect: By Partnership) - Sale
Class B Common Stock, Series B-4
2023-10-10$216.09/sh−1$216→ 0 total(indirect: By Partnership) - Sale
Class B Common Stock, Series B-2
2023-10-06$211.93/sh−1$212→ 0 total(indirect: By Partnership) - Sale
Class B Common Stock, Series B-1
2023-10-09$215.76/sh−1$216→ 0 total(indirect: By Partnership)
Holdings
- 0.375(indirect: By Partnership)
Common Stock Class A
- 10,163(indirect: By Trust)
Common Stock Class A
- 185(indirect: By Firm)
Common Stock Class A
Footnotes (3)
- [F1]This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-2 share was sold on October 6, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 6, 2023 was $211.93.
- [F2]This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-1 share and one Class B-3 share were sold on October 9, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 9, 2023 was $215.76
- [F3]This Form 5 is being filed to reflect an update to Mr. Carey's ownership of Class B shares that were previously reported as being indirectly owned by Mr. Carey in connection with his ownership of HC Technologies. Subsequent to the sale of HC Technologies' assets, one Class B-4 share was sold on October 10, 2023. The Class B common stock of CME Group Inc. is not listed on a national securities exchange or traded in an organized over-the-counter market. Each class of the Class B common stock is associated with a membership in a specific division of the exchange. We assume that because the Class B shares have the same equitable interest in our earnings and the same dividend payments as our Class A shares, that if reported separately from the associated trading rights, they would have the same market price as our Class A common stock. The closing price for our Class A common stock on October 10, 2023 was $216.09.