ANTS SOFTWARE INC·4

Jul 9, 6:04 AM ET

Campbell Craig Lyle 4

4 · ANTS SOFTWARE INC · Filed Jul 9, 2009

Insider Transaction Report

Form 4
Period: 2009-07-07
Transactions
  • Conversion

    Convertible Note

    2009-07-07+11,575,000 total
    Exercise: $1.00From: 2007-01-31Exp: 2011-01-31Series A Preferred Stock (1,575,000 underlying)
  • Award

    Series A Preferred Stock

    2009-07-07+1,575,0001,575,000 total
    Exercise: $0.35From: 2009-07-07Exp: 2011-01-31Common Stock (4,500,000 underlying)
Holdings
  • Option

    Exercise: $0.94From: 2007-05-11Exp: 2017-05-11Common Stock (37,500 underlying)
    187,500
  • Option

    Exercise: $1.18From: 2008-05-15Exp: 2018-05-15Common Stock (150,000 underlying)
    187,500
Footnotes (3)
  • [F1]The $1,500,000 convertible note was previously convertible into Common Stock at $1.20 per share and was amended such that the note, plus accrued interest, converts into Series A Preferred Stock at $1.00 per share. The note was then immediately converted into the Series A Preferred Stock.
  • [F2]These options were fully vested on 5/11/2008.
  • [F3]54,210 shares underlying this option are exercisable as of July 7, 2009 with an additional 2.78% vesting each month through 5/15/2011.

Documents

1 file
  • 4
    a6003264_ex.xmlPrimary