4//SEC Filing
MARRIA MOHIT 4
Accession 0001157523-21-000011
CIK 0001409493other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:32 PM ET
Size
10.5 KB
Accession
0001157523-21-000011
Insider Transaction Report
Form 4
MARRIA MOHIT
Chief Investment Officer
Transactions
- Award
Common Stock
2021-01-02+47,421→ 480,952 total - Award
Common Stock
2021-01-02+500,000→ 980,952 total
Holdings
- 43,236(indirect: By 401(k))
Common Stock
- 3,547(indirect: By Ish Marria)
Common Stock
- 3,547(indirect: By Sana Marria)
Common Stock
- 3,000(indirect: By Spouse)
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (6)
- [F1]Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- [F2]The reporting person elected to defer share settlement until separation of service (such deferred share units are herein referred to as "DSUs").
- [F3]Each RSU has the economic equivalent of one share of Chimera common stock.
- [F4]Dividend equivalent rights ("DERs") issued on RSUs and DSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
- [F5]Represents shares of Chimera common stock underlying RSUs. The RSUs are scheduled to vest one-fifth per year on January 15 of each year starting from January 15, 2021 and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- [F6]The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
CHIMERA INVESTMENT CORP
CIK 0001409493
Entity typeother
Related Parties
1- filerCIK 0001594020
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 4:32 PM ET
- Size
- 10.5 KB