Home/Filings/4/0001161697-06-000969
4//SEC Filing

Passen Selvin 4

Accession 0001161697-06-000969

CIK 0000799426other

Filed

Oct 12, 8:00 PM ET

Accepted

Oct 13, 4:36 PM ET

Size

8.3 KB

Accession

0001161697-06-000969

Insider Transaction Report

Form 4
Period: 2006-08-28
Passen Selvin
Director10% Owner
Transactions
  • Purchase

    Common Stock, par value $.01 per share

    2006-08-28$1500000.00/sh+7,500,000$11,250,000,000,00019,250,000 total(indirect: See Footnote)
  • Award

    Employee Stock Option

    2006-09-14+1,000,0001,750,000 total
    Exercise: $0.18From: 2006-09-14Exp: 2011-10-15Common Stock (1,000,000 underlying)
Footnotes (3)
  • [F1]Includes (i) 10,000,000 shares of Common Stock held by Dr. Passen and his wife, Sylvia Passen, as tenants by the entirety; (ii) 750,000 shares of Common Stock subject to currently exercisable warrants; (iii) 1,000,000 shares subject to currently exercisable options; and (iv) 7,500,000 shares of Common Stock held by Oregon Spirit, LLC, as described in Footnote 2 herein.
  • [F2]The shares of Common Stock reported herein were acquired by Oregon Spirit, LLC, a Nevada limited liability company. Passen Enterprises, LLC owns 100% of the membership interests in Oregon Spirit, LLC. There are several members of this entity but Selvin Passen is the managing member. As a result, Selvin Passen could be deemed to beneficially own these 7,500,000 shares of Common Stock.
  • [F3]Includes (i) 750,000 shares of Common Stock subject to currently exercisable warrants; and (ii) 1,000,000 shares subject to currently exercisable options.

Issuer

NEW WORLD BRANDS INC

CIK 0000799426

Entity typeother

Related Parties

1
  • filerCIK 0001292196

Filing Metadata

Form type
4
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:36 PM ET
Size
8.3 KB