4//SEC Filing
China Direct, Inc 4
Accession 0001161697-07-001383
CIK 0001088787operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:59 PM ET
Size
20.3 KB
Accession
0001161697-07-001383
Insider Transaction Report
Form 4
SIEGEL MARC
10% Owner
Transactions
- Exercise/Conversion
Stock Options
2007-11-29$2.50/sh−23,700$59,250→ 776,300 totalExercise: $2.50From: 2006-01-01Exp: 2011-01-01→ Common Stock (23,700 underlying) - Exercise/Conversion
Stock Options
2007-11-30$2.50/sh−12,200$30,500→ 764,100 totalExercise: $2.50From: 2006-01-01Exp: 2011-01-01→ Common Stock (12,200 underlying) - Exercise/Conversion
Common Stock
2007-11-29$2.50/sh+23,700$59,250→ 4,023,700 total - Exercise/Conversion
Common Stock
2007-11-30$2.50/sh+12,200$30,500→ 4,012,200 total - Sale
Common Stock
2007-11-29$10.00/sh−23,700$237,000→ 4,000,000 total - Sale
Common Stock
2007-11-30$10.01/sh−12,200$122,159→ 4,000,000 total
Holdings
- 4,000,000
Common Stock
- 800,000
Stock Options
Exercise: $2.50From: 2006-01-01Exp: 2011-01-01→ Common Stock (400,000 underlying) - 1,164,100
Stock Options
Exercise: $5.00From: 2007-01-01Exp: 2012-01-01→ Common Stock (400,000 underlying) - 1,664,100
Stock Options
Exercise: $7.50From: 2008-01-01Exp: 2013-01-01→ Common Stock (500,000 underlying) - 2,164,100
Stock Options
Exercise: $10.00From: 2009-01-01Exp: 2014-01-01→ Common Stock (500,000 underlying) - 400,000
Stock Options
Exercise: $0.01From: 2005-01-01Exp: 2010-01-01→ Common Stock (400,000 underlying)
Footnotes (1)
- [F1]Mr. Siegel exercised options granted to him under an employment agreement with China Direct, Inc. and vested on 1/1/06. Mr. Siegel delivered proceeds of $89,750 to China Direct, Inc. Transactions were made pursuant to a duly adopted trading plan under Rule 10b5-1.
Documents
Issuer
China Direct, Inc
CIK 0001088787
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001088787
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:59 PM ET
- Size
- 20.3 KB